-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SaeyIHmJ5WIM/fCyx8rowMdtUobLF+ni51pq4UClKCQRMDC9CRMMt47dbFuLn2eC DcDPHy9hSz1yt0qW/TgkWQ== 0001193125-11-035313.txt : 20110214 0001193125-11-035313.hdr.sgml : 20110214 20110214184251 ACCESSION NUMBER: 0001193125-11-035313 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREEN DAVID CENTRAL INDEX KEY: 0001008643 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: C/O HARVARD BIOSCIENCE INC STREET 2: 84 OCTOBER HILL ROAD CITY: HOLLISTON STATE: MA ZIP: 01746-1371 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARVARD BIOSCIENCE INC CENTRAL INDEX KEY: 0001123494 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 043306140 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60603 FILM NUMBER: 11609406 BUSINESS ADDRESS: STREET 1: 84 OCTOBER HILL RD CITY: HOLLISTON STATE: MA ZIP: 01746 BUSINESS PHONE: 5088938999 MAIL ADDRESS: STREET 1: 84 OCTOBER HILL ROAD CITY: HOLLISTON STATE: MA ZIP: 01746 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 10 Schedule 13G Amendment No. 10

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

(Amendment No. 10)1

 

 

 

Harvard Bioscience, Inc.

(Name of issuer)

 

 

 

Common Stock, par value $.01 per share

(Title of class of securities)

 

416906 10 5

(CUSIP number)

 

December 31, 2010

(Date of event which requires filing of this statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

1

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

 

 

 

Page 1 of 5


SCHEDULE 13G/A

 

 

CUSIP No. 416906 10 5

 

  1   

Name of reporting persons

 

David Green

  2  

Check the appropriate box if a member of a group*

(a)  ¨        (b)  ¨

 

  3  

SEC use only

 

  4  

Citizenship or place of organization

 

    United Kingdom

Number of

shares

beneficially

owned by

each

reporting

person

with

     

Sole voting power

 

    2,949,611

   6   

Shared voting power

 

    None

   7   

Sole dispositive power

 

    2,949,611

   8   

Shared dispositive power

 

    None

  9

 

Aggregate amount beneficially owned by each reporting person

 

    2,949,611

10

 

Check box if the aggregate amount in Row 9 excludes certain shares*  ¨

 

11

 

Percent of class represented by amount in Row 9

 

    9.9%

12

 

Type of reporting person*

 

    IN

 

 

Page 2 of 5


STATEMENT ON SCHEDULE 13G/A

 

Item 1.  

(a)

   Name of Issuer      
     Harvard Bioscience, Inc.      
 

(b)

   Address of Issuer’s Principal Executive Offices      
    

84 October Hill Road

Holliston, Massachusetts 01746

     
Item 2.  

(a)

   Name of Person Filing      
     David Green      
 

(b)

   Address of Principal Business Office or, if none, Residence      
    

84 October Hill Road

Holliston, Massachusetts 01746

     
 

(c)

   Citizenship      
     United Kingdom      
 

(d)

   Title of Class of Securities      
     Common Stock, par value $.01 per share      
 

(e)

   CUSIP Number      
     416906 10 5      
Item 3.   If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:   
  Not applicable   
  (a)    ¨    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
  (b)    ¨    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
  (c)    ¨    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
  (d)    ¨    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
  (e)    ¨    An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
  (f)    ¨    An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
  (g)    ¨    A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
  (h)    ¨    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i)    ¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
  (j)    ¨    A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);
  (k)    ¨    Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Page 3 of 5


STATEMENT ON SCHEDULE 13G/A

 

Item 4.    Ownership      
   (a)    Amount beneficially owned:      
      2,949,611*      
   (b)    Percent of class:      
      9.9%      
   (c)    Number of shares as to which the person has:      
      (i)    Sole power to vote or to direct the vote:      
         2,949,611      
      (ii)    Shared power to vote to direct the vote:      
         None      
      (iii)    Sole power to dispose or to direct the disposition of:      
         2,949,611      
      (iv)    Shared power to dispose or to direct the disposition of:      
         None      
   *Includes (i) 1,441,211 issued shares beneficially owned by the reporting person, (ii) 1,475,000 shares issuable to the reporting person with respect to options exercisable within sixty (60) days of December 31, 2010, and (iii) 33,400 shares issuable to the reporting person within sixty (60) days of December 31, 2010 pertaining to a portion of an outstanding restricted stock unit that vests on January 1, 2011.
Item 5.    Ownership of Five Percent or Less of a Class   
   Not applicable   
   If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ¨.   
Item 6.    Ownership of More than Five Percent on behalf of Another Person.      
   Not applicable      
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
   Not applicable
Item 8.    Identification and Classification of Members of the Group      
   Not applicable      
Item 9.    Notice of Dissolution of Group      
   Not applicable      
Item 10.    Certification      
   Not applicable      

 

Page 4 of 5


STATEMENT ON SCHEDULE 13G/A

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 14, 2011

Date

/S/    DAVID GREEN        

Signature

DAVID GREEN

Name/Title

 

Page 5 of 5

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